In a written statement, the SEC said it had filed charges against Darrah, who co-founded Vivid Financial Management in Orcutt. The complaint also named Vivid as a defendant, although the firm was ...

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The US Securities and Exchange Commission has said it doesn't intend to refile its securities fraud complaint against Hex founder Richard Schueler, who goes by Richard Heart. “Plaintiff Securities and ...

The lawsuit against Ripple, filed by the United States Securities and Exchange Commission in December 2020, is finally wrapping up. Ripple and the United States Securities and Exchange Commission (SEC ...

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October 25, 2023 - Since the implementation of the Securities and Exchange Commission's Whistleblower Program under Section 922 of the Dodd-Frank Act in 2011, the SEC has awarded over $1 billion to ...

New York-based broker-dealer OTC Link will pay a $1.2 million fine to settle charges levied by the Securities and Exchange Commission (SEC) over allegedly failing to implement a system to monitor and ...

Bitwise Asset Management has filed with US regulators to launch a spot exchange-traded fund (ETF) for blockchain-based perpetual futures protocol Hyperliquid’s token, HYPE. The proposed fund, titled ...

The Securities and Exchange Commission (SEC) filed a lawsuit last week against a company and a specific business deal that directly involves President Biden’s younger brother, James Biden. The ...

PORTLAND, Ore. (AP) — The Securities and Exchange Commission filed fraud charges Thursday against a Portland man accused of running a Ponzi scheme that raised more than $37 million. The SEC alleges ...