An Arizona advisor who placed nearly all client assets in equity-linked notes has been barred from the industry for at least three years and will pay $1.6 million in disgorgement and penalties, the ...

SPi data shows the structured note market reached $194 billion in 2024, a milestone that underscores how quickly these products are moving into broader advisor use. But as adoption accelerates, the ...

Unlike conventional index ETFs, JELM is actively managed and built around equity-linked structured products, including options strategies and equity-linked notes. The fund’s goal is not simply to ...

Invesco QQQ Income Advantage ETF offers passive NASDAQ-100 exposure with enhanced yield via equity-linked notes (ELNs) and a liquidity reserve. QQA delivers a trailing 10% yield, balancing capped ...

Bargains Galore? 3 Stocks With Insider Buying in the Millions Prospect Capital (NASDAQ:PSEC) reported net investment income ...

"More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased," says Alberto Cherubini, head of exotic ...

Janus Henderson Investors JHG launched two new ETFs last week, introducing a new approach to income investing that blends derivatives-based strategies with the ETF wrapper. The funds — the Janus ...

The convertible bond market is one of the few where equity volatility is beneficial as movements in the underlying share price make the embedded equity option more valuable. The equity-linked market ...