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Financial firms sold $3.5 billion in structured notes linked to the S&P 500 futures excess return index last year
The popularity of structured products associated with the S&P 500 Futures Excess Return Index, often denoted by the ticker ...
A portfolio’s outcome is driven by a variety of factors on factors like commissions, time horizon, and asset classes, with strategy being a key determinant shaped by each manager’s risk tolerance.
Buffered notes and premium income funds underperform simple stock-cash blends while charging higher fees for basic market ...
“More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased,” says Alberto Cherubini, head of exotic ...
More investment advisors are finding a place in their clients’ portfolios for structured notes, according to leading alts provider CAIS. In a statement Thursday, CAIS said it’s registered a spike in ...
TOPEKA, KS / ACCESSWIRE / December 11, 2024 / National investment loss and securities lawyers KlaymanToskes issues an important notice to customers of AE Wealth Management after the brokerage firm's ...
“People are struggling with the categorizations of complex and non-complex instruments,” says Anders Malm, a partner with Stockholm-based law firm Oreum, which provides legal advice and services to ...
Finra panel says Stifel was 'required to have heightened supervision' of a broker A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly ...
Calamos US Eq Autocallable Income ETF offers retail investors access to autocallable notes, previously reserved for institutional investors, in an ETF format. CAIE provides a 14% distribution rate ...
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