Diversa Trustees will be restricted from onboarding “high-risk” investments after the prudential regulator added licence ...

The Australian Financial Complaints Authority has published lead determinations against four firms finding that clients of ...

The Federal Court has handed down $925,000 in penalties to RM Capital and The SMSF Club over conflicted remuneration breaches ...

The four ringleaders behind the “ASX Pump and Dump Group” have avoided jail, instead receiving intensive corrections orders, ...

Professional Planner is the leading voice for financial planners where they can learn about industry standards, get news, information, debate and develop new ideas. We acknowledge the Traditional ...

Greater promotion of advice to young people, a pathway for international students to work in Australia and more flexibility in the way ASIC licences advisers wanting time off are three ways to attract ...

Despite ASIC’s action on Shield and First Guardian, lead generation services are still in operation, presenting a danger to the $4.4 trillion superannuation system. Two separate investigations ...

Australia isn’t the only country suffering from a financial adviser shortage, with both the UK and the US reporting low numbers of advisers and a growing demand for advice. All three countries have ...

Equity Trustees has conceded the Shield and First Guardian master funds passed its due diligence process but insists it is the victim of fraudulent conduct. In a speech at the AGM of ASX-listed EQT ...

Australian Retirement Trust has appointed BT chief strategy and product officer Kathy Vincent as chief of retirement following a global search. Vincent has over 30 years of experience across a variety ...

Professional Planner is the leading voice for financial planners where they can learn about industry standards, get news, information, debate and develop new ideas. We acknowledge the Traditional ...