Principal-Protected Notes are anything but protected FINRA says, and the SRO wants to make sure brokerages are making that clear to investors. In a regulatory notice this month, FINRA warned firms ...

Two mutual funds that offer set payouts and principal guarantees have been launched, with more expected, but financial advisers think the guarantee is flimsy. DWS Scudder, the U.S. retail division of ...

Retirees and those close to retiring are seeking security as well as healthy investment income, and structured products such as principal-protected notes are meeting their needs by serving up an ...

FORT LAUDERDALE, Fla., April 11, 2011 (GLOBE NEWSWIRE) -- The Law Firm of David R. Chase, P.A., headed by a former SEC Prosecutor, alerts those customers of UBS Financial Services who purchased Lehman ...

MONTREAL, Oct. 9, 2025 /CNW/ - Desjardins has won the title of Canada's Best Principal Protected Issuer, affirming its leadership in principal protected structured products. The award was given by ...

Despite the historical success of using a combination of stocks and bonds to provide downside and upside protection, investors continue to search for new investment vehicles that purport to offer ...

Brinker Capital has thrown its hat into the "no downside" ring with its own offering, a series of principal protected notes that are fixed income vehicles with market participation through an equity ...

There are two main ways a structured note seller can engineer a product in order to protect principal. The first is the traditional structured note format of taking the investor’s money, using some of ...

Question: What are stable-value funds? Are they like money market funds with higher yields? Answer: Stable-value funds, whose availability is limited to defined-contribution plans, such as 401(k)s, ...

David Loesch, Principal/Co-owner, Fixed-Income Money Manager The DRL Group, specialists in Municipal & Corporate Securities. The DRL Group. To continue reading ...